Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

Recent Schedule 14N Filings

Public Companies and Securities GAMCO Asset Management Inc. made the news when it became the first to submit a Schedule 14N announcing a nominee for National Fuel Gas’ board of directors using a proxy access by-law. The nomination was rejected by National Fuel Gas and GAMCO withdrew the nomination. Kanen Wealth Management LLC filed a Schedule 14N with respect to […] Read more →

by   |   February 27, 2017

Trump Orders Agencies to Form Regulatory Reform Task Forces

Trump President Trump has issued an Executive Order which requires the head of each agency to designate an agency official as its Regulatory Reform Officer, or RRO. Each RRO will... Read more →

by   |   February 24, 2017

SEC logo

SEC to Consider Requiring Inline XBRL Reporting and Comments on Disclosures in the Financial Services Industry

Public Companies and Securities The SEC has issued a notice of a meeting to consider: Whether to propose amendments to rules and forms to require the use of the Inline XBRL format for the submission of operating... Read more →

by   |   February 23, 2017

SEC and North American Securities Administrators Association Sign Information-Sharing Agreement

Consumer Protection, Crowdfunding On February 17, 2017, the Securities and Exchange Commission (SEC) and the North America Securities Administrators Association (NASAA) entered into an... Read more →

by   |   February 19, 2017