Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Latest Dodd-Frank Posts

The PCAOB Wants to Talk to the Audit Committee Chair – Now What?

Litigation, Public Companies and Securities The PCAOB recently noted that during 2019 it will provide an opportunity for audit committee chairs of certain companies whose audits are subject to inspection to “engage in a dialogue with the inspections staff.” While we assume the PCAOB’s motive is in good faith to obtain a better mutual understanding of the PCAOB process on […] Read more →

by , , and   |   March 18, 2019

SEC Official Speaks to Sustainability Disclosure

Public Companies and Securities William Hinman, Director, SEC Division of Corporation Finance, recently gave his views on sustainability disclosures by public companies, among other topics. According to Mr.... Read more →

by   |   March 15, 2019

PCAOB Posts 2019 Staff Inspections Outlook for Audit Committees

Public Companies and Securities In a published document, the PCAOB noted its new strategic plan anticipated enhanced external engagement and more proactive communication with its stakeholders, including audit... Read more →

by   |   March 14, 2019

SEC Seeks Comment on Application of Custody Rule to Digital Assets

Investment Advisers The SEC’s Division of Investment Management is seeking comment on the application of the Custody Rule to digital assets. The Custody Rule provides that it is a fraudulent,... Read more →

by   |   March 13, 2019