Latest Dodd-Frank Posts
Crowdfunding and Jobs Act News Roundup – May 17, 2013
Public Companies and Securities This week the SEC appointed Keith F. Higgins as Director of the Division of Corporation Finance. We don’t know him personally but have seen him speak at conferences and observed his leadership of the ABA’s Federal Regulation of Securities Committee. We think he is an energetic and practical securities lawyer that will give the JOBS [...] Read more →
Whistleblower Law Firm Complains to SEC
Litigation, Public Companies and Securities, Uncategorized Two partners from a self-described law firm that specializes in the representation of whistleblowers have sent a letter to the SEC Commissioners complaining about the use of... Read more →
SEC Chair Mary Jo White on Social Media
Public Companies and Securities In testimony before the U.S. House of Representatives Committee on Financial Services, SEC Chair Mary Jo White stated that the Netflix Section 21(a) report stands for the... Read more →
CFTC (and FERC) Compliance Managers Take Note – CFTC Schedules Vote on Final Interpretation of Disruptive Trading Practices
Energy, Private Equity, Public Companies and Securities At its open meeting on May 16, 2013, the Commodity Futures Trading Commission will vote on the final interpretative rule for disruptive trading practices under Section 747 of the... Read more →