Latest Dodd-Frank Posts
SEC to Examine Significant Percentage of New Hedge Fund Registrants
Investment Advisers Norm Champ, Deputy Director, Office of Compliance Inspections and Examinations at the SEC, gave his insghts as to the SEC’s plans to examine hedge fund sponsors who were required to newly register as investment advisers under the Dodd-Frank Act. According to Mr. Champ, the SEC strategy for these new registrants will include: an initial phase [...] Read more →
Recent CLE Materials – Minnesota Law
Litigation, Uncategorized David Jenson and I recently presented at the Minnesota CLE’s annual Business Law Institute. Our formal 2011 case and statutory summary can be accessed here and our... Read more →
Banking Agencies Clarify Stress Testing and Address Obligations of Community Banks
Banking The Federal Reserve Board, the Office of the Comptroller of the Currency, and the Federal Deposit Insurance Corporation issued final supervisory guidance regarding stress-testing... Read more →
CFPB Considers Rules to Simplify Mortgage Points, Fees and Loan Originator Compensation
Consumer Protection The Consumer Financial Protection Bureau, or CFPM, outlined rules it is considering that would simplify mortgage points and fees and bring greater transparency to the mortgage... Read more →