Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank

AICPA Provides Forms of Auditor’s Opinions for Conflict Minerals Reports

conflict minerals

Public Companies and Securities The AICPA has provided illustrative forms of audit opinions for conflict minerals reports.  The guidance also notes that a practitioner may report, for either of the two audit objectives, either directly on the subject matter or, as long as the practitioner’s opinion is not modified (that is, not qualified, adverse, or a disclaimer of opinion), […] Read more →

by   |   March 22, 2014

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SEC Removes References to NRSRO Ratings in Certain Rules and Forms

Public Companies and Securities The SEC has adopted amendments (here and here) to eliminate references in certain of its rules and forms to credit ratings by nationally recognized statistical rating... Read more →

by   |   January 4, 2014

Question mark

D&O Questionnaire Update Forms for 2014

Public Companies and Securities The SEC has adopted rules prohibiting “bad actors” from using Rule 506 after September 23, 2013 (the effective date of the rules), or if prohibited conduct occurred prior to... Read more →

by , , and   |   December 1, 2013

US Capitol Building

CFPB Soliciting Comments Regarding Forms for Questions and Complaints

Banking The Consumer Financial Protection Bureau, or CFPB, implementation team is soliciting comments regarding forms for questions, complaints, and other information about consumer... Read more →

by   |   March 11, 2011