Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

House Committee on Financial Services Reports Favorably on the HALOS Act

US Capitol Building

Public Companies and Securities United States Representative Steve Chabot of Ohio first introduced the Helping Angels Lead Our Startups Act (the “HALOS Act”) on February 9, 2016.  Less than a month later, on March 2, 2016 the House Committee on Financial Services reported the bill out of committee meaning it will be sent to either the full House or […] Read more →

by   |   March 5, 2016

U.S. Senate and House Members Urge SEC to Require Further Board Nominee Diversity Disclosures

Public Companies and Securities On March 2, 2016, a number of U.S. Senate and House members sent a letter to SEC Chair Mary Jo White urging the Commission to speed-up its review of a rulemaking petition that... Read more →

by   |   March 2, 2016

US Capitol Building

U.S. House of Representatives Pass Bill Seeking to Raise Disclosure Thresholds under SEC Rule 701

Public Companies and Securities, Uncategorized A bill (H.R. 1675) seeking to increase the information disclosure threshold under SEC Rule 701 passed the U.S. House of Representatives on February 3 by a vote of 265 to 159. Rule... Read more →

by   |   February 4, 2016

Three Bills Proposing Amendments to the Federal Securities Laws Gain Traction in Congress

Broker-Dealer, Investment Advisers, Private Equity, Public Companies and Securities The U.S. House of Representatives passed three bills on February 1, 2016 that propose changes to the federal securities laws, including the Securities Act of 1933 (’33 Act) and... Read more →

by   |   February 3, 2016