Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

New House Bill to Broaden Availability of Regulation A

Public Companies and Securities The House of Representatives has overwhelmingly approved legislation to expand the pool of issuers who may rely on the SEC’s Regulation A rules for smaller exempt offerings. The House’s recently approved bill, the Improving Access to Capital Act (H.R. 2864) would direct the SEC to ease certain restrictions on the use of Regulation A. In […] Read more →

by   |   September 11, 2017

Preliminary Planning for the 2018 Proxy Season

Public Companies and Securities For those who want to start preparing for the 2018 proxy season, our preliminary list of important considerations is set forth below: Directors’ and Officers’ Questionnaires... Read more →

by , , and   |   August 29, 2017

SEC Issues Additional Guidance on Voluntary Confidential Submissions for All Issuers

Public Companies and Securities As previously reported here, on June 29, 2017, the Division of Corporation Finance announced that it would accept draft registration statements from all issuers for nonpublic... Read more →

by   |   July 3, 2017

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SEC Confirms Sales of NFL Fan Memberships Fall Outside of Securities Act

Uncategorized In a no-action letter issued earlier this week, the Staff of the Division of Corporation Finance granted relief to LA Fan Club, “a fan club for loyal fans of the Rams football... Read more →

by   |   June 30, 2017