Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

SEC Issues Proposed Rules to Modernize and Simplify Regulation S-K

Public Companies and Securities The SEC has proposed amendments to Regulation S-K and related rules and forms. The proposed amendments are based on SEC staff recommendations in a report that was required by Section 72003 of the Fixing America’s Surface Transportation Act, or the FAST Act. According to the SEC, the proposed amendments are intended to modernize and simplify […] Read more →

by , and   |   October 12, 2017

New House Bill to Broaden Availability of Regulation A

Public Companies and Securities The House of Representatives has overwhelmingly approved legislation to expand the pool of issuers who may rely on the SEC’s Regulation A rules for smaller exempt offerings.... Read more →

by   |   September 11, 2017

Preliminary Planning for the 2018 Proxy Season

Public Companies and Securities For those who want to start preparing for the 2018 proxy season, our preliminary list of important considerations is set forth below: Directors’ and Officers’ Questionnaires... Read more →

by , , and   |   August 29, 2017

SEC Issues Additional Guidance on Voluntary Confidential Submissions for All Issuers

Public Companies and Securities As previously reported here, on June 29, 2017, the Division of Corporation Finance announced that it would accept draft registration statements from all issuers for nonpublic... Read more →

by   |   July 3, 2017