Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

SEC Approves T+2 settlement; Abides by T+4 settlement for Firm Commitment Deals

Broker-Dealer, Public Companies and Securities On February 10th, the SEC took action to formally approve of changes proposed by the NASDAQ Stock Market, NYSE MKT LLC, and New York Stock Exchange LLC’s, to shorten the standard settlement cycle for most broker-dealer transaction from three business days (T+3) to two business days (T+2). According to each of the releases (available here, […] Read more →

by   |   February 14, 2017

House Acts to Place Additional Limitations on SEC Rulemaking

Public Companies and Securities With its passage of the SEC Regulatory Accountability Act last week, the U.S. House of Representatives has taken action to place additional constraints on future rulemaking by the... Read more →

by   |   January 17, 2017

Newest MNvest Crowdfunding Portal To Rely on Blockchain Technology

Blockchain Technology, Crowdfunding An equity and debt based crowdfunding portal built on Blockchain technology is set to begin offering crowd-sourced financing opportunities to non-accredited investors under... Read more →

by   |   December 16, 2016

New Corp Fin CDIs Clarify QIB Status for Rule 144A Offerings

Public Companies and Securities The SEC’s Division of Corporation Finance staff released 35 new Compliance and Disclosure Interpretations (C&DIs) (available here) on December 8th. Among numerous... Read more →

by   |   December 9, 2016