Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

New Tender Offer CDIs Issued by SEC’s Office of Mergers and Acquisitions

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M&A, Public Companies and Securities The SEC’s Division of Corporation Finance staff issued seven Tender Offers and Schedules C&DIs on November 18th in relation to aspects of the tender offer rules under Regulations 14D and 14E. As administered by the Division’s Office of Mergers and Acquisitions (OM&A), these interpretations shed additional light on certain discrete disclosure requirements under Schedule 14D-9 […] Read more →

by   |   November 18, 2016

Four Eye-Opening New C&DIs Issued by the SEC’s Division of Corporation Finance

Public Companies and Securities The SEC’s Division of Corporation Finance released four new compliance and disclosure interpretations (C&DIs) on November 17th addressing aspects of offerings under... Read more →

by   |   November 17, 2016

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SEC Staff Allows Exclusion of “Fix Proxy Access” Proposal under (i)(10)

Public Companies and Securities In a recently issued no-action letter, the staff of the SEC’s Division of Corporate Finance allowed a company to exclude a shareholder proposal seeking specific changes to... Read more →

by   |   November 11, 2016

The SEC’s Proposed Universal Proxy Rule: Beneficial to Shareholders or Tilting the Result toward Activist Investors?

Public Companies and Securities Under current law and practice, a shareholder of a public company that is asked to vote in a contested election of directors where a slate of directors had been proposed by the... Read more →

by and   |   October 28, 2016