Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

David Jenson

David Jenson

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david.jenson@stinsonleonard.com

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Posts from David Jenson

Is Crowdfunding Under the JOBS Act Dead?

crowdfunding

Broker-Dealer, Consumer Protection In a recent article titled JOBS Act State of the Union (well worth a read in full), Samuel Guzik makes the case that the SEC has given up on creating rules to implement Title III crowdfunding under the JOBS Act. Title III of the JOBS Act established a framework for investments in private offerings via […] Read more →

by   |   March 13, 2015

SEC logo

What is a Security? Even the SEC Can’t Always Tell

Broker-Dealer, Consumer Protection, Investment Advisers On February 27, 2015, an Administrative Law Judge (ALJ) determined that, contrary to claims by the SEC, interests in an LLC that invested in conservation easements as a tax... Read more →

by   |   March 5, 2015

Minnesota

Forms and Tools for the Minnesota Revised Uniform Limited Liability Company Act

Uncategorized The effective date of the Minnesota Revised Uniform Limited Liability Company Act, August 1, 2015, is rapidly approaching.  The following materials are available to implement the... Read more →

by and   |   February 2, 2015

NASAA

Model Rule Exempting M&A Brokers Proposed by NASAA

Broker-Dealer, Private Equity The Broker-Dealer section of the North American Securities Administrators Association (NASAA) has proposed a model uniform state rule (the “Model Rule”) that would exempt... Read more →

by   |   January 18, 2015