Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

David Jenson

David Jenson

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612.335.1464

david.jenson@stinsonleonard.com

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Posts from David Jenson

Forms and Tools for the Minnesota Revised Uniform Limited Liability Company Act

Minnesota

Uncategorized The effective date of the Minnesota Revised Uniform Limited Liability Company Act, August 1, 2015, is rapidly approaching.  The following materials are available to implement the Act: A summary and analysis of the Act. A summary of practical advice for implementing the Act. A form of operating agreement for board-managed entities. A form of operating […] Read more →

by and   |   February 2, 2015

NASAA

Model Rule Exempting M&A Brokers Proposed by NASAA

Broker-Dealer, Private Equity The Broker-Dealer section of the North American Securities Administrators Association (NASAA) has proposed a model uniform state rule (the “Model Rule”) that would exempt... Read more →

by   |   January 18, 2015

FINRA image 2

Private Placement Due Diligence and Contingency Offerings Among FINRA’s 2015 Priorities

Broker-Dealer, Private Equity On January 6, 2015, FINRA released its 10th annual Regulatory and Examinations Priorities Letter in which it identified key areas of focus for FINRA investigations for 2015. Since... Read more →

by   |   January 11, 2015

NASAA

NASAA Unveils Online Filing System for State Form D Filings

Broker-Dealer, Investment Advisers, Private Equity On December 15, 2014, the North American Securities Administrators Association, Inc. (NASAA) unveiled its Electronic Filing Depository (EFD) for use in connection with state Form... Read more →

by   |   December 17, 2014