http://dodd-frank.com This site, developed and maintained by attorneys at Leonard, Street and Deinard, is dedicated to making sense of the complex Dodd Frank legislation and helping businesses understand how it will affect them specifically Fri, 17 May 2013 23:11:42 +0000 en-US hourly 1 http://wordpress.org/?v=3.5.1 http://dodd-frank.com/sec-agrees-not-to-prosecute-ralph-lauren-corporation-for-fcpa-violations/ http://dodd-frank.com/sec-agrees-not-to-prosecute-ralph-lauren-corporation-for-fcpa-violations/#comments Tue, 23 Apr 2013 00:33:30 +0000 David Jenson http://dodd-frank.com/?p=3723 http://dodd-frank.com/sec-agrees-not-to-prosecute-ralph-lauren-corporation-for-fcpa-violations/feed/ 0 http://dodd-frank.com/dont-lie-about-assets-under-management/ http://dodd-frank.com/dont-lie-about-assets-under-management/#comments Fri, 19 Apr 2013 00:16:04 +0000 David Jenson http://dodd-frank.com/?p=3713 http://dodd-frank.com/dont-lie-about-assets-under-management/feed/ 0 http://dodd-frank.com/broker-dealer-due-diligence-and-finra-exam-priorities/ http://dodd-frank.com/broker-dealer-due-diligence-and-finra-exam-priorities/#comments Mon, 15 Apr 2013 23:10:27 +0000 David Jenson http://dodd-frank.com/?p=3699 http://dodd-frank.com/broker-dealer-due-diligence-and-finra-exam-priorities/feed/ 0 http://dodd-frank.com/final-red-flags-rules-adopted-by-sec-and-cftc/ http://dodd-frank.com/final-red-flags-rules-adopted-by-sec-and-cftc/#comments Thu, 11 Apr 2013 02:50:38 +0000 David Jenson http://dodd-frank.com/?p=3689 http://dodd-frank.com/final-red-flags-rules-adopted-by-sec-and-cftc/feed/ 0 http://dodd-frank.com/the-jobs-act-turns-one/ http://dodd-frank.com/the-jobs-act-turns-one/#comments Mon, 08 Apr 2013 18:04:39 +0000 David Jenson http://dodd-frank.com/?p=3678 http://dodd-frank.com/the-jobs-act-turns-one/feed/ 0 http://dodd-frank.com/sec-comments-on-broker-dealer-registration-by-private-fund-advisers/ http://dodd-frank.com/sec-comments-on-broker-dealer-registration-by-private-fund-advisers/#comments Fri, 05 Apr 2013 22:03:40 +0000 David Jenson http://dodd-frank.com/?p=3653 http://dodd-frank.com/sec-comments-on-broker-dealer-registration-by-private-fund-advisers/feed/ 0 http://dodd-frank.com/changes-to-proposed-investment-adviser-legislation/ http://dodd-frank.com/changes-to-proposed-investment-adviser-legislation/#comments Sun, 31 Mar 2013 02:43:47 +0000 David Jenson http://dodd-frank.com/?p=3639 http://dodd-frank.com/changes-to-proposed-investment-adviser-legislation/feed/ 0 http://dodd-frank.com/proposed-minnesota-investment-adviser-legislation/ http://dodd-frank.com/proposed-minnesota-investment-adviser-legislation/#comments Sun, 17 Mar 2013 02:04:09 +0000 David Jenson http://dodd-frank.com/?p=3594 http://dodd-frank.com/proposed-minnesota-investment-adviser-legislation/feed/ 1 http://dodd-frank.com/reverse-triangular-mergers-do-not-trigger-anti-assignment-clauses/ http://dodd-frank.com/reverse-triangular-mergers-do-not-trigger-anti-assignment-clauses/#comments Sun, 03 Mar 2013 20:58:42 +0000 David Jenson http://dodd-frank.com/?p=3551 http://dodd-frank.com/reverse-triangular-mergers-do-not-trigger-anti-assignment-clauses/feed/ 0 http://dodd-frank.com/new-faqs-on-broker-dealer-registration-exemption/ http://dodd-frank.com/new-faqs-on-broker-dealer-registration-exemption/#comments Thu, 07 Feb 2013 21:55:18 +0000 David Jenson http://dodd-frank.com/?p=3502 http://dodd-frank.com/new-faqs-on-broker-dealer-registration-exemption/feed/ 0