Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

SEC Releases Rulemaking Schedule

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Executive Compensation, Private Equity, Public Companies and Securities The SEC has released its planned rulemaking schedule through July 2011.  As was expected, the agency is going to be busy adopting numerous new regulations and amending existing regulations in order to implement the various provisions of the Dodd-Frank Act.  In most cases, the SEC intends to have adopted rules before July 21, 2011, the […] Read more →

by   |   September 18, 2010

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Shareholder Proxy Access Under New Rule 14a-11

Public Companies and Securities The proxy process represents the principal means by which shareholders become informed of and participate in the business to be undertaken at a public company’s annual... Read more →

by   |   September 10, 2010

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Summary of Corporate Governance Provisions in the Dodd-Frank Act

Public Companies and Securities Set forth below is a summary of the principal corporate governance and corporate finance provisions of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the... Read more →

by , , , , , and   |   August 15, 2010

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Record Keeping Requirements for Advisers to Private Funds

Private Equity The Dodd-Frank Wall Street Reform and Consumer Protection Act requires certain investment advisers to “private funds” to maintain certain records and file reports with the SEC... Read more →

by and   |   August 8, 2010