Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

New C&DIs on Regulation Crowdfunding

Crowdfunding On Friday the SEC released a new set of Compliance and Disclosure Interpretations on Regulation Crowdfunding ahead of the effective date of Regulation Crowdfunding on May 16.  The C&DIs address issuer communications with the public, application of the investment limitations, and balance sheet and financial information disclosures for recently formed issuers. Here are the concepts […] Read more →

by   |   May 15, 2016

2016 Business Law Update

Employment, M&A, Private Equity, Public Companies and Securities On April 7, 2016, sixteen attorneys from Stinson Leonard Street’s Minneapolis and Kansas City offices and representatives from Chartwell Financial Advisory presented an... Read more →

by   |   April 15, 2016

Crowdfunding Investor Bulletin Issued by SEC

Crowdfunding On February 16, 2016, the SEC posted an investor bulletin relating to equity crowdfunding intended to educate the public about the process for investing in equity crowdfunding and... Read more →

by   |   February 18, 2016

House to (Again) Consider Bill to Exempt M&A Brokers from Exchange Act Registration

Broker-Dealer, M&A A bill that would provide a federal statutory exemption from the broker-dealer registration requirements under Section 15(a) of the Exchange Act for certain so called “M&A... Read more →

by   |   February 1, 2016