Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Updated Jobs Act Resources

JOBS-Act-Before-After

Broker-Dealer, Investment Advisers, Private Equity, Public Companies and Securities We have updated our publication, The JOBS Act and Other Securities Law Essentials for Growing Companies, to incorporate the proposed crowdfunding rules as well as the new insights revealed in the SEC’s FAQs released yesterday that we blogged about earlier today. The materials are a resource for growing companies to assist them in navigating the […] Read more →

by   |   November 14, 2013

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SEC Releases New FAQs on General Solicitation

Broker-Dealer, Consumer Protection, Private Equity, Public Companies and Securities On November 13, 2013, the SEC released new compliance and disclosure interpretations (which we’re calling FAQs) aimed at addressing common questions relating to private... Read more →

by   |   November 14, 2013

crowdfunding

SEC Unveils Proposed Regulation Crowdfunding

Public Companies and Securities The SEC has proposed new Regulation Crowdfunding  to implement the requirements of Title III of the JOBS Act.  Regulation Crowdfunding would prescribe rules governing the offer... Read more →

by , and   |   October 28, 2013

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Open for Business: Comments on the SEC’s Latest Regulation D Proposals

Broker-Dealer, Consumer Protection, Private Equity A review of some of the approximately 300 comment letters the SEC has received relating to its latest round of Regulation D proposals is a showcase for the various types of... Read more →

by   |   August 26, 2013