Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Diana Rosia

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diana.rosia@stinson.com

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Posts from Diana Rosia

Preliminary Planning for the 2018 Proxy Season

Public Companies and Securities For those who want to start preparing for the 2018 proxy season, our preliminary list of important considerations is set forth below: Directors’ and Officers’ Questionnaires We are not aware of any regulatory changes that would require directors’ and officers’ questionnaires to be updated. Say-on-Pay Frequency Vote Rule 14a-21(b) requires a say-on-pay frequency vote every […] Read more →

by , , and   |   August 29, 2017

Stacks of Coins

When is an Initial Coin Offering a Security?

Public Companies and Securities As discussed in a post from last week, the SEC determined that Initial Coin Offerings can be securities. The finding stems from the SEC’s investigation into The DAO’s... Read more →

by   |   July 31, 2017