Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Mark.Ethan.web

Ethan Mark

Full Biography »

612.335.7184

ethan.mark@stinsonleonard.com

All Bloggers »

Posts from Ethan Mark

OCIE Speaks On Private Equity Deficiencies

Private Equity Marc Wyatt, Acting Director, Office of Compliance Inspections and Examinations, of the SEC, recently gave his views on serious deficiencies found in examinations of private equity advisors at a conference attended by private equity officials. Mr. Wyatt highlighted the following: By far the most common deficiency noted in examinations relate to expenses and expense allocation. […] Read more →

by   |   May 14, 2015

Spin-Offs and Successorship Clauses

M&A In 2006, the media conglomerate News Corporation, referred to as Old News Corp, entered into a Settlement Agreement to settle stockholder litigation filed in Delaware in 2005.... Read more →

by   |   April 12, 2015

Fed Governor Says Volker Rule Thresholds Should be Raised

Banking, Private Equity In testimony before a Senate committee, Federal Reserve Governor Daniel K. Tarullo suggested the threshold for the Volker rule should be raised.  He noted the Volcker rule and... Read more →

by   |   March 22, 2015

SEC Identifies Enforcement Priorities for Hedge Funds and Private Equity Funds

Investment Advisers, Private Equity Julie M. Riewe, Co-Chief, Asset Management Unit, SEC Division of Enforcement identified enforcement priorities for hedge funds and private equity funds. For private funds —... Read more →

by   |   February 27, 2015