Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Mark.Ethan.web

Ethan Mark

Full Biography »

612.335.7184

ethan.mark@stinsonleonard.com

All Bloggers »

Posts from Ethan Mark

SEC Identifies Enforcement Priorities for Hedge Funds and Private Equity Funds

Investment Advisers, Private Equity Julie M. Riewe, Co-Chief, Asset Management Unit, SEC Division of Enforcement identified enforcement priorities for hedge funds and private equity funds. For private funds — meaning hedge funds and private equity funds — the AMU’s 2015 priorities include conflicts of interest, valuation, and compliance and controls. On the horizon, on the hedge fund side, the […] Read more →

by   |   February 27, 2015

Case Examines Ratification of Corporate Acts Under New Delaware Statute

Uncategorized The Delaware Court of Chancery explained the operation of recently adopted Sections 204 and 205 of the Delaware General Corporation Law, or DGCL, in a case captioned In Re Numoda... Read more →

by   |   February 9, 2015

Delaware Court Examines Implied Covenant of Good Faith Related to Earn-Out

Uncategorized In Fortis Advisors LLC, as the equity representative v. Dialog Semiconductor PLC, the Delaware Court of Chancery examined the implied covenant of good faith in the context of an... Read more →

by   |   January 31, 2015

CFPB Speaks to Disclosure of its Confidential Supervisory Information

Banking, Consumer Protection The CFPB issued a compliance bulletin setting forth its views that, with limited exceptions, persons in possession of confidential information, including confidential supervisory... Read more →

by   |   January 29, 2015