Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Delaware Court Examines Implied Covenant of Good Faith Related to Earn-Out

Uncategorized In Fortis Advisors LLC, as the equity representative v. Dialog Semiconductor PLC, the Delaware Court of Chancery examined the implied covenant of good faith in the context of an earn-out provision included in a merger agreement. The merger agreement included the following provision: “From the Closing Date through the end of the Second Earn-out Period, […] Read more →

by   |   January 31, 2015

CFPB Speaks to Disclosure of its Confidential Supervisory Information

Banking, Consumer Protection The CFPB issued a compliance bulletin setting forth its views that, with limited exceptions, persons in possession of confidential information, including confidential supervisory... Read more →

by   |   January 29, 2015

SEC Finds Loan to Investment Adviser’s CEO a Conflict of Interest

Investment Advisers Consulting Services Group, LLC, or CSG, was a registered investment adviser whose business included providing consulting services to public pension funds. These consulting... Read more →

by   |   January 20, 2015

SEC Provides Guidance on Key Employee Trusts Under Family Office Rule

Investment Advisers The SEC Division of Investment Management recently provided guidance on whether certain key employee trusts would qualify as family clients under the rule. Recognizing the need... Read more →

by   |   December 29, 2014