OFR Posts Updated FAQs on Legal Entity Identifiers (LEIs)
Derivatives, Public Companies and Securities The Dodd-Frank Wall Street Reform and Consumer Protection Act established the Office of Financial Research, or OFR, within the Treasury Department to improve the quality of financial data available to policymakers and to facilitate more robust and sophisticated analysis of the financial system. The OFR has recently posted updated FAQs on legal entity identifiers, or [...] Read more →
GAO is Unable to Quantify Costs and Benefits of Dodd-Frank
Uncategorized The GAO recently published a study in which it reviewed empirical and other studies on the impacts of financial crises and the Dodd-Frank reforms, as well as congressional... Read more →
Examples of Disclosures Regarding Conflict Free Compensation Advisors
Executive Compensation Examples of Disclosures Regarding Conflict Free Compensation Advisors New S-K Item 407(e)(3)(iv) provides that if any compensation consultant has played a role in determining or... Read more →
GAO Report Finds Dodd-Frank Rulemaking is Half Done
Uncategorized GAO recently issued a report on the status of Dodd-Frank rulemaking. Overall, GAO identified 236 provisions of the act that require regulators to issue rulemakings across nine key... Read more →