More Than 1,500 Private Fund Advisers Registered With the SEC Since Dodd-Frank
Investment Advisers The staff of the SEC has reported that 1,504 advisers to hedge funds and other private funds have registered with the agency since the Dodd-Frank Wall Street Reform and Consumer Protection Act mandated such registration. A total of 11,002 investment advisers now are SEC-registered, with 37% advising hedge funds and other private funds. Assets under [...] Read more →
SEC’s Third Report on the Implementation of Organizational Reform Recommendations
Public Companies and Securities The Dodd-Frank Wall Street Reform and Consumer Protection Act of 2010 directed the SEC to engage an independent consultant to conduct a broad and independent assessment of the... Read more →
CFPB Declines to Modify or Set Aside Civil Investigative Demand
Consumer Protection The CFPB has commenced an investigation to determine whether the practice of ceding premiums from private mortgage insurance companies to captive reinsurance subsidiaries of... Read more →
Proposed Amendments to Rule 144A
Public Companies and Securities Pursuant to Section 201(a)(2) of the JOBS Act, the SEC recently proposed rules to eliminate the prohibition against general solicitation and general advertising in under Rule 144A... Read more →