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MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

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Jill Radloff

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612.335.7119

jill.radloff@stinsonleonard.com

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Posts from Jill Radloff

ISS Commences 2016 Proxy Voting Policy Survey

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Executive Compensation, Public Companies and Securities, Uncategorized ISS has commenced its 2016 proxy voting policy survey. Some of the issues ISS seeks comment on include: Is it appropriate to use non-GAAP or adjusted GAAP metrics for compensation programs? What types of equity compensation are appropriate for non-executive directors? When should a net operating loss poison pill be opposed? What types of unilateral […] Read more →

by   |   August 5, 2015

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SEC Seeking Comment on Possible Revisions to Audit Committee Disclosures

Public Companies and Securities, Uncategorized The SEC has issued a concept release to seek public comment regarding audit committee reporting requirements, with a focus on the audit committee’s reporting of its... Read more →

by   |   July 6, 2015

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MSRB Provides Guidance on Developing Supervision and Compliance Programs for Municipal Advisors

Municipal Advisors, Uncategorized Rule G-44 of the Municipal Securities Rulemaking Board, or MSRB, became effective on April 23, 2015. That Rule establishes the supervisory and compliance obligations of municipal... Read more →

by   |   June 17, 2015

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Obligations Under Earn-Outs Are Limited to What the Words Say

Litigation, M&A, Private Equity, Uncategorized The stockholders of Cyveillance, Inc., sold their company for $40 million up-front and a $40 million earn-out if the company’s revenues reached a certain level. Section 5.4 of... Read more →

by   |   April 26, 2015