Posts from Nathan Endrud
CFTC Extends Compliance Dates for End User Swap Reporting
Derivatives, Energy The CFTC has issued a no-action letter that effectively extends the dates for swap counterparties who are not swap dealers (SDs) or major swap participants (MSPs) to come into compliance with the agency’s reporting rules under Part 43 (real-time reporting), Part 45 (swap data reporting), and Part 46 (“historical swap” reporting) of its regulations. Prior [...] Read more →
CFTC No-Action Letter Allows Most End Users to Report All Trade Options on Annual Aggregate Basis
Derivatives, Energy The CFTC Division of Market Oversight (DMO) has issued a no-action letter that will allow most swaps end users to report all trade options on an annual aggregate basis. Trade... Read more →
IECA Releases Amending Agreement to Facilitate End User Compliance with CFTC Regulations
Derivatives, Energy The International Energy Credit Association (“IECA”) has released a standardized agreement titled the “Dodd-Frank Act Representations and Reporting Amending Agreement” to... Read more →
CFTC Issues Advisory Regarding Swap Reporting Requirements
Derivatives, Energy The CFTC Division of Market Oversight has issued an advisory to remind market participants of the swap reporting requirements that are now, or soon to be, in effect. End users... Read more →