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MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

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Steve Quinlivan

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612.335.7076

stephen.quinlivan@stinson.com

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Posts from Steve Quinlivan

The Domestic Corrupt Practices Act Arrives According to the SEC

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Litigation, Public Companies and Securities The Securities and Exchange Commission announced that the parent company of United Airlines has agreed to pay $2.4 million to settle charges for providing  a public official with more convenient flight options. The parent company did not admit or deny the SEC’s findings. According to the SEC’s order, United reinstated a nonstop flight between Newark, N.J., […] Read more →

by   |   December 2, 2016

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CFPB Outlines Expectations on Incentive Compensation

Banking, Consumer Protection, Employment, Executive Compensation The CFPB issued a bulletin warning supervised financial companies that creating incentives for employees and service providers to meet sales and other business goals can lead to... Read more →

by   |   November 30, 2016

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GAMCO Folds on Rejection of Proxy Access Nominee

Public Companies and Securities As previously noted, National Fuel Gas had rejected a proxy access nominee submitted by GAMCO Asset Management Inc. because of non-conformance with National Fuel’s proxy... Read more →

by   |   November 28, 2016

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First Proxy Access Nominee Rejected

Public Companies and Securities GAMCO Asset Management Inc. made the news when it became the first to submit a nominee for National Fuel Gas’ board of directors using a proxy access by-law. National Fuel... Read more →

by   |   November 25, 2016