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MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

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Steve Quinlivan

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Posts from Steve Quinlivan

OIG Outlines Major CFPB Management Challenges

CFPB logo

Banking, Consumer Protection The Office of Inspector General, or OIG, of the Board of Governors of the Federal Reserve System has issued its first listing of major management challenges facing the CFPB. These challenges represent what OIG believes to be the areas that, if not addressed, are most likely to hamper the CFPB’s accomplishment of its strategic objectives. […] Read more →

by   |   October 30, 2014

hedge fund

Providing Audited Financial Statements Late Leads to Charges of Custody Rule Violations

Litigation, Private Equity The SEC announced charges against an investment advisory firm and three of its top officials for violating the “custody rule” that requires firms to follow certain procedures... Read more →

by   |   October 29, 2014

US Capitol Building

Regulators Approve Securitization Risk Retention Rule

Banking, Public Companies and Securities Six federal agencies approved a final rule requiring sponsors of securitization transactions to retain risk in those transactions.  The final rule implements the risk retention... Read more →

by   |   October 22, 2014

governance

ISS Proposes New Methodology For Evaluating Equity Plan Proposals

Employment, Public Companies and Securities A key component to evaluating whether to place an equity plan proposal in a proxy is whether or not ISS will support the plan.  Accoding to ISS, while it has historically... Read more →

by   |   October 20, 2014