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MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

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Steve Quinlivan

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612.335.7076

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Posts from Steve Quinlivan

Secondary Trading in Regulation A+ Securities; $4.4 Million Committed by Investors Under Regulation Crowdfunding

job creation just ahead

Crowdfunding, Public Companies and Securities In connection with the SEC meeting of the Advisory Committee on Small and Emerging Companies, the SEC posted a presentation which deals in part on secondary trading of Regulation A+ securities. Among other things, it includes slides showing secondary trading activity in two Regulation A offerings – Elio Motors and Coastal Banking Company.  The Elio […] Read more →

by   |   July 19, 2016

M&A

SEC Clarifies Relationship between HSR Investment Intent and 13D/G Status

M&A The SEC has issued a new Compliance and Disclosure Interpretation (8-K 103.11) that clarifies the interaction between the investment intent exemption in the HSR rules and the... Read more →

by   |   July 14, 2016

Scale and Gavel

SEC Amends Rules for Administrative Proceedings

Litigation The SEC has approved a final rule amending its rules of practice for administrative proceedings. The changes make incremental improvements but fall short of what is necessary to... Read more →

by   |   July 13, 2016

transition

First Inline XBRL Filing Made with SEC

Public Companies and Securities Lennar Corporation became the first to make a filing using the SEC’s newly permitted Inline XBRL format in this Form 10-Q. The SEC permitted use of the new format in an... Read more →

by   |   July 12, 2016