Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »


Steve Quinlivan

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Posts from Steve Quinlivan

Delaware Supreme Court Says Window Shopping Without Auction Enough in C&J-Nabors Case


Litigation, Public Companies and Securities In November, the Delaware Chancery Court agreed to temporarily bar C&J Energy Services Inc. investors from voting on a proposed merger between C&J and the hydraulic fracturing and well-sealing units of Nabors Industries Ltd.   The court directed C&J to seek out buyers during a 30-day freeze.  The record below was somewhat sketchy, but the court […] Read more →

by   |   December 19, 2014


3rd Circuit Holds Dodd-Frank Retaliation Claim Subject to Arbitration

Broker-Dealer, Employment, Litigation, Public Companies and Securities In Khazin v. TD Ameritrade the United States Court of Appeals for the Third Circuit held that securities-related retaliation claims brought under Dodd-Frank pursuant to 15 U.S.C.... Read more →

by   |   December 19, 2014

job creation just ahead

SEC Proposes JOBS Act Rules for Exchange Act Registration Requirements

Banking, Public Companies and Securities As mandated by the JOBS Act, the SEC has issued proposed amendments to revise the rules related to the thresholds for registration, termination of registration, and suspension of... Read more →

by   |   December 18, 2014

hedge fund

FSOC Seeks Comment About Risks Posed by Hedge Funds and Other Asset Managers

Investment Advisers, Private Equity The Financial Stability Oversight Council, or FSOC, voted on December 18, 2014 to release a notice seeking public comment regarding potential risks to U.S. financial stability... Read more →

by   |   December 18, 2014