Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Steve Quinlivan

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stephen.quinlivan@stinson.com

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Posts from Steve Quinlivan

Independent Directors, Law Firm and Financial Advisor not Liable for Omissions in Private Tender Offer

Litigation, M&A R.L. Polk & Co. Inc., a private company, was allegedly more than 90% controlled by the Polk family. The Company was in the consumer marketing business with holdings such as Carfax, Inc.  In March 2011, the Company initiated a self-tender to purchase 37,037 shares of its common stock at $810 per share in cash.  A […] Read more →

by   |   July 26, 2017

SEC Finds Initial Coin Offerings Can be Securities

Blockchain Technology, Crowdfunding, Public Companies and Securities The SEC issued an investigative report cautioning market participants that offers and sales of digital assets by “virtual” organizations are subject to the... Read more →

by   |   July 25, 2017

FSOC to Review Volcker Rule; Regulators Defer Enforcement for Foreign Funds

Banking On Friday, July 28, 2017, Treasury Secretary Mnuchin will preside over an executive session of the Financial Stability Oversight Council (Council) at the Treasury Department. The... Read more →

by   |   July 24, 2017

Treasury’s Recommendations for the Volcker Rule

Banking, Broker-Dealer, Derivatives The U.S. Department of the Treasury previously issued its first in a series of reports to President Donald J. Trump examining the United States’ financial regulatory system. The... Read more →

by   |   July 19, 2017