Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

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Steve Quinlivan

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Posts from Steve Quinlivan

New Decision Bodes Well for SEC in Conflict Minerals Case

conflict minerals

Litigation, Public Companies and Securities In April 2014, the United States Court of Appeals for the District of Columbia held the SEC’s conflict minerals rule and statute embodied in Dodd-Frank violate the First Amendment to the extent the statute and rule require regulated entities to report to the SEC and to state on their website that any of their products […] Read more →

by   |   July 29, 2014

hedge fund

Hedge Fund COO Makes Admissions in SEC Settlement

Investment Advisers, Litigation The SEC announced that the former Chief Operating Officer at Harbinger Capital Partners LLC has agreed to settle allegations that he assisted a scheme by the firm and its owner to... Read more →

by   |   July 28, 2014

CFPB logo

CFPB Proposes Amendments to Home Mortgage Disclosure Act

Banking, Consumer Protection The CFPB has proposed a rule to improve information reported about the residential mortgage market. According to the CFPB, the rule would shed more light on consumers’ access to... Read more →

by   |   July 24, 2014

whistleblower

8th Circuit to Determine Scope of Dodd-Frank Whistleblower Claim

Employment, Litigation, Public Companies and Securities The United States District Court for the District of Nebraska has certified a question for interlocutory appeal to the Eighth Circuit in the case of Bussing v. COR Clearing, LLC... Read more →

by   |   July 22, 2014