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MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Steve Quinlivan

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stephen.quinlivan@stinson.com

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Posts from Steve Quinlivan

CFTC Revises Record Keeping Requirements

Derivatives The CFTC has issued final amendments to Regulation 1.31 which sets forth the form and manner in which all regulatory records must be kept by records entities. “Records entities” are persons required to keep records pursuant to the Commodity Exchange Act and related CFTC regulations. Regulation 1.31 does not specify the types of regulatory records […] Read more →

by   |   May 24, 2017

CFTC Revises Whistleblower Rule to Enhance Anti-Retaliation Protection

Derivatives, Employment, Executive Compensation The CFTC has adopted final amendments to its whistleblower rules that will, among other things, strengthen the CFTC’s anti-retaliation protections for whistleblowers and enhance... Read more →

by   |   May 22, 2017

Shareholder Dismisses Case with Prejudice that Sought to Block Amendment to Intel Stock Plan

Employment, Executive Compensation, Litigation, Public Companies and Securities As we noted here, a shareholder of Intel sought a preliminary and permanent injunction and any other appropriate relief with respect to a stockholder vote to approve the amendment... Read more →

by   |   May 19, 2017

FASB Clarifies Accounting for Modifications of Equity Awards

Public Companies and Securities The Financial Accounting Standards Board has issued an Accounting Standards Update (ASU 2017-09; Topic 718) to clarify the accounting for modifications to outstanding share-based... Read more →

by   |   May 11, 2017