Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

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Steve Quinlivan

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Posts from Steve Quinlivan

Federal Insurance Office Issues Second Annual Report

insurance

Insurance The office of the Treasury Department known as the Federal Insurance Office, or FIO, released its second Annual Report on the Insurance Industry.  Under the Dodd-Frank Wall Street Reform and Consumer Protection Act, FIO must report annually to the President and Congress on the state of the insurance industry and any other information deemed relevant […] Read more →

by   |   September 28, 2014

claw back

CEO Hit With Sarb-Ox Clawback

Employment, Litigation, Public Companies and Securities The former CEO of Saba Software, Inc. agreed to repay over $2.5 million in bonuses, other incentive-based or equity-based compensation, and stock sale profits pursuant to Section... Read more →

by   |   September 24, 2014

whistleblower

Yes, Foreigners Can be Whistleblowers

Employment, Litigation, Public Companies and Securities The SEC announced that its largest ever whistleblower award estimated to be worth more than $30 million will be paid to a resident of a foreign country.  While the eligibility of... Read more →

by   |   September 22, 2014

proxy

SEC Advisory Committee Makes Recommendations on Disclosure of Preliminary Voting Results

Public Companies and Securities The Investor as Owner Subcommittee of the SEC’s Investor Advisory Committee established pursuant to Section 911 of the Dodd-Frank Act has issued two recommendations on... Read more →

by   |   September 21, 2014