Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

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Steve Quinlivan

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Posts from Steve Quinlivan

FINRA and Exchanges Submit Tick Size Pilot Plan

broker-dealer

Broker-Dealer, Public Companies and Securities FINRA and the exchanges have complied with an SEC order to establish a national market system plan to implement a targeted 12-month pilot program that will widen minimum quoting and trading increments (tick sizes) for certain stocks with smaller capitalization.  “Smaller capitalization” stocks are those with a market capitalization of $5 billion or less; an […] Read more →

by   |   August 26, 2014

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Fed Proposes to Repeal Rule Regarding Unfair or Deceptive Acts or Practices

Banking, Consumer Protection The Federal Reserve Board has requested comment on a proposal to repeal its Regulation AA regarding unfair or deceptive acts or practices. The Dodd-Frank Wall Street Reform and... Read more →

by   |   August 25, 2014

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Lender Agrees to Pay CFPB $2.75 Million Fine for Distorting Credit Records

Banking, Consumer Protection The CFPB obtained a consent order from an auto finance company that allegedly distorted consumer credit records for years. The auto finance company, which according to the CFPB... Read more →

by   |   August 21, 2014

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CFPB Revises Mortgage Servicing Transfer Guidance

Banking, Consumer Protection The CFPB believes there are potential risks to consumers that may arise in connection with transfers of residential mortgage servicing rights. The CFPB has stated its concern in... Read more →

by   |   August 20, 2014