Minnesota Revises Business Organization Statutes
Public Companies and Securities Minnesota Governor Mark Dayton has signed into law revisions to several Minnesota business organization statutes including the Minnesota Business Corporation Act, the Minnesota Revised Uniform Limited Liability Company Act, the Uniform Limited Partnership Act 2001, the Uniform Partnership Act (1994) and the Minnesota Nonprofit Corporation Act. Minnesota Business Corporation Act Amendments to the Minnesota... Read more →
SEC Charges 13 Private Fund Advisers for Failure to File Form PF
Litigation, Private Equity The SEC announced settlements with 13 registered private fund investment advisers who repeatedly failed to provide required information that the agency uses to monitor risk. In... Read more →
Dodd-Frank Rollback Requires Changes to Regulation A+ and Rule 701
Public Companies and Securities The Economic Growth, Regulatory Relief, and Consumer Protection Act (S. 2155), which is primarily aimed at easing regulations on community banks, also contains provisions designed... Read more →
SEC Issues FAQs on Compensation Plan Proposals Included in Proxy Statements
Employment, Executive Compensation, Public Companies and Securities The SEC has issued a series of frequently asked questions, which in SEC speak are referred to as Compliance and Disclosures Interpretations (or C&DIs for short), on proxy... Read more →