Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

CFTC Proposes Rules on Conflicts of Interest Policies and Procedures by Swap Dealers and Major Swap Participants

Derivatives The Commodity Futures Trading Commission, or CFTC, has proposed rules to implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act.  The proposed regulations establish conflicts of interest requirements for swap dealers, or SDs, and major swap participants, or MSPs, for the purpose of ensuring that such […] Read more →

by   |   November 16, 2010

US Capitol Building

CFTC Proposes Rules Establishing Duties of Swap Dealers and Major Swap Participants

Derivatives The Commodity Futures Trading, or CFTC, has proposed regulations to implement new statutory provisions enacted by Title VII of the Dodd-Frank Wall Street Reform and Consumer... Read more →

by   |   November 16, 2010

CFTC Publishes Whistleblower Proposal—Double Jeopardy for SEC Registrants?

Banking, Derivatives, Energy, Public Companies and Securities The CFTC has published its proposed whistleblower rules.  In a keynote address to the Practising Law Institute’s Securities Regulation Institute on November 11, 2010, CFTC... Read more →

by   |   November 15, 2010

CFTC to Consider Real-Time Public Reporting of Swap Transaction Data Nov. 19

Banking, Derivatives, Energy, Public Companies and Securities The Commodity Futures Trading Commission, or CFTC, will hold a public meeting on Friday, November 19, 2010, to consider the issuance of proposed rulemakings under the Dodd-Frank... Read more →

by   |   November 14, 2010