Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

SEC Approves Revised Fees for Investment Advisers

Stacks of Coins

Investment Advisers On December 2, 2010 the SEC issued a notice indicating its intent to charge revised fees IARD filing fees for investment advisers registering or registered with the SEC.  The revised fees were based on the recommendation of FINRA, which manages the IARD system.  Based on projections of expected revenues and expenses and taking into account […] Read more →

by   |   December 30, 2010

FDIC to Revise Rules as a Result of Amendment to Dodd-Frank Act

Banking On December 22, 2010, Congress passed a bill to amend the Dodd-Frank Act to include Interest on Lawyers Trust Accounts, or IOLTAs, within the definition of noninterest-bearing... Read more →

by   |   December 28, 2010

SEC logo

SEC Extends Temporary Rule Regarding Principal Trades with Certain Advisory Clients

Broker-Dealer, Investment Advisers Under Section 913 of the Dodd-Frank Act, the SEC is required to conduct a study, and provide a report to Congress, concerning the obligations of broker-dealers and investment... Read more →

by   |   December 28, 2010

US Capitol Building

Dodd-Frank Act to be Amended Again

Banking Legislation has been passed by Congress amending the Dodd-Frank Act.  President Obama is expected to sign the legislation.  H.R. 6398 amends Section 343 of the Dodd-Frank Act to... Read more →

by   |   December 27, 2010