Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

SEC Adopts Interim Rule on Reporting and Record Retention for Pre-Enactment Security-Based Swaps

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Broker-Dealer, Derivatives Section 766 of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act  requires the SEC to adopt an interim final rule for the reporting of security-based swaps entered into before July 21, 2010, the terms of which had not expired as of that date (“pre-enactment security-based swap transactions”), within 90 days of […] Read more →

by   |   October 13, 2010

FDIC Announces Director of New Division of Depositor and Consumer Protection

Banking The FDIC announced the appointment of Mark Pearce as director of the newly-established Division of Depositor and Consumer Protection, or DCP. The FDIC Board of Directors approved... Read more →

by   |   October 12, 2010

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SEC Proposes Rules on Family Offices

Public Companies and Securities The SEC has proposed a rule pursuant to Section 409 of the Dodd-Frank Act to define “family offices” that would be excluded from the definition of an investment adviser under... Read more →

by   |   October 12, 2010

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FDIC Board Issues Proposed Rule on Dodd-Frank Resolution Authority

Banking Read more →

by   |   October 12, 2010