Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

CFTC to Address End User Exception December 9

Banking, Derivatives, Energy, Private Equity, Public Companies and Securities The Commodity Futures Trading Commission, or CFTC, will hold a public meeting on Thursday, December 9, 2010, to consider the issuance of proposed rulemakings under the Dodd-Frank Wall Street Reform and Consumer Protection Act on the following topics: Core principles and other requirements for swap execution facilities; End-user exception to mandatory clearing of swaps; Business […] Read more →

by   |   December 2, 2010

US Capitol Building

CFTC Issues Proposed Rules on Reporting, Recordkeeping, and Daily Trading Records Requirements for Swap Dealers and Major Swap Participants

Banking, Derivatives, Energy Section 731 of the Dodd-Frank Act amends the Commodity Exchange Act, or CEA, by inserting Sections 4s(f) and 4s(g), which establish reporting, recordkeeping, and daily trading... Read more →

by   |   December 1, 2010

Director Qualifications-SEC Comments and Example Disclosures

Public Companies and Securities There are plenty of new things to remember with the Dodd-Frank Act.  But there were pretty far reaching changes to proxy statements last year as well.  In particular, the... Read more →

by   |   November 26, 2010

Stacks of Coins

SEC Proposes Rules Regarding Eligibility of Investment Advisers to Register With the SEC

Banking, Broker-Dealer, Investment Advisers, Private Equity Title IV of the Dodd-Frank Act includes many of the amendments to the Investment Advisers Act implemented by the Dodd-Frank Act.   These amendments include provisions that... Read more →

by   |   November 25, 2010