Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

SEC Meeting to Consider Security-Based Swaps and Asset-Backed Securities

US Capitol Building

Public Companies and Securities The SEC has posted a Sunshine Act Notice related to an open meeting to be held on October 13, 2010.  The following matters will be addressed: The SEC will consider whether to adopt an interim final temporary rule under Section 766 of the Dodd-Frank Wall Street Reform and Consumer Protection Act to provide for the […] Read more →

by   |   October 6, 2010

US Capitol Building

Proposed Dodd-Frank Disclosures for Asset-Backed Securities

Banking, Public Companies and Securities The SEC has  proposed rules to implement Section 943 of the Dodd-Frank Act, which requires the SEC to prescribe regulations on the use of representations and warranties in the... Read more →

by   |   October 4, 2010

SEC logo

SEC Stays Proxy Access Rules

Litigation, Public Companies and Securities As we noted last week, the Business Roundtable and the Chamber of Commerce of the United States of America (the “petitioners”) filed a petition with the United States Court of... Read more →

by   |   October 4, 2010

CFTC Issues Proposed Rules on Financial Resource Requirements for DCOs and SIDCOs and Conflicts of Interest

Banking On October 1, 2010, the CFTC issued proposed rules on financial resource requirements for derivative clearing organizations (“DCOs”) and systematically important DCOs... Read more →

by   |   October 3, 2010