Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Tom Jensen

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Posts from Tom Jensen

Recent CLE Materials – Minnesota Law

Litigation, Uncategorized David Jenson and I recently presented at the Minnesota CLE’s annual Business Law Institute.  Our formal 2011 case and statutory summary can be accessed here and our PowerPoint can be accessed here.  We’ve also included our summary from 2010 here.   Among other things, they contain plenty of cautionary tales for lawyers and their business clients […] Read more →

by   |   May 14, 2012

Some Ruminations on the JOBS Act’s Regulation D Provisions

Broker-Dealer, Private Equity, Public Companies and Securities The Dodd-Frank Act was overarching, cumbersome and, from its inception, has created much ongoing regulatory uncertainty.  While there are some open issues raised by the JOBS Act,... Read more →

by   |   March 29, 2012

More SEC Color on Current Investment Advisers Issues

Uncategorized In keynote remarks given at the PLI Investment Management Institute last week, SEC Commissioner Elisse B. Walter reiterated her support for the “need to protect retail... Read more →

by   |   February 17, 2011

SEC logo

Dodd-Frank vs. Reality

Investment Advisers Last week the SEC “was persuaded” to extend the compliance date for Dodd-Frank Act’s requirement that registered investment advisers provide their clients with... Read more →

by   |   January 3, 2011