Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Banking

CFTC and SEC Roundtable Contentious

Stacks of Coins

Banking, Energy, Insurance, Public Companies and Securities As we noted, the SEC and CFTC held a joint roundtable on August 20, 2010 addressing governance and conflicts of interest on clearing and listing of swap transactions.  Gary Gensler, Chairman of the CFTC issued a statement which stated “Today’s public roundtable will help us as we move forward to write rules on the important […] Read more →

by   |   August 22, 2010

Fiduciary Duty Rulemaking Looms for Brokerage Industry

Banking, Litigation, Public Companies and Securities An article in yesterday’s Wall Street Journal provides a good, short overview of the issues and differing viewpoints surrounding the SEC’s upcoming broker-dealer... Read more →

by   |   August 19, 2010

SEC logo

Here Comes Proxy Access

Banking, Insurance, Public Companies and Securities The SEC has announced that it will “consider” the adoption of proxy access rules on August 25, 2010.  It is probably a safe bet that when they are done “considering” the... Read more →

by   |   August 19, 2010

Stacks of Coins

Federal Reserve System Issues Proposed Rule on Jumbo Mortgage Loans

Banking The Federal Reserve Sytsem has issued a proposed rule under Regulation Z issued pursuant to the Truth in Lending Act.  The proposed rule would implement Section 1461 of the... Read more →

by   |   August 17, 2010