Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Banking

SEC and CFTC to Hold Roundtable on Governance and Conflicts of Interest in Clearing and Listing of Swaps

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Banking, Energy, Insurance, Public Companies and Securities On August 20, 2010, commencing at 9:00 a.m. and ending at 12:00 p.m., staff of the SEC and CFTC (the “Agencies”) will hold a public roundtable discussion at which invited participants will discuss governance and conflicts of interest in the context of certain authority that Sections 726 and 765 of the Dodd-Frank Wall Street Reform and Consumer […] Read more →

by   |   August 17, 2010

Swap Rulemakings—CFTC & SEC Hit the Starting Blocks

Banking, Derivatives, Energy, Insurance As the CFTC’s first move in its monumental task of implementing the swap trading provisions of Dodd-Frank, the agency yesterday announced a joint Advanced Notice of Proposed... Read more →

by   |   August 14, 2010

FDIC Announces Open Door Policy for Regulatory Reform Rulemaking

Banking The Federal Deposit Insurance Corporation on August 12, 2010 announced an open door policy that will make it easier for the public to give input and track the rulemaking process... Read more →

by   |   August 14, 2010

Dodd-Frank Corporate Governance

SEC Issues Concept Release on Swap Definitions and Announces Roundtable on Clearing and Listing of Swaps

Banking, Energy, Insurance, Public Companies and Securities  Section 712(d) and 721(c) of the Dodd-Frank Act requires the SEC and CFTC to define certain terms such as “swap”, “security-based swap”, “swap dealer”,... Read more →

by   |   August 13, 2010