Dodd-Frank Banking
SEC and CFTC to Hold Roundtable on Governance and Conflicts of Interest in Clearing and Listing of Swaps
Banking, Energy, Insurance, Public Companies and Securities On August 20, 2010, commencing at 9:00 a.m. and ending at 12:00 p.m., staff of the SEC and CFTC (the “Agencies”) will hold a public roundtable discussion at which invited participants will discuss governance and conflicts of interest in the context of certain authority that Sections 726 and 765 of the Dodd-Frank Wall Street Reform and Consumer […] Read more →
Swap Rulemakings—CFTC & SEC Hit the Starting Blocks
Banking, Derivatives, Energy, Insurance As the CFTC’s first move in its monumental task of implementing the swap trading provisions of Dodd-Frank, the agency yesterday announced a joint Advanced Notice of Proposed... Read more →
FDIC Announces Open Door Policy for Regulatory Reform Rulemaking
Banking The Federal Deposit Insurance Corporation on August 12, 2010 announced an open door policy that will make it easier for the public to give input and track the rulemaking process... Read more →
SEC Issues Concept Release on Swap Definitions and Announces Roundtable on Clearing and Listing of Swaps
Banking, Energy, Insurance, Public Companies and Securities Section 712(d) and 721(c) of the Dodd-Frank Act requires the SEC and CFTC to define certain terms such as “swap”, “security-based swap”, “swap dealer”,... Read more →