Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Banking

New SEC Chair Announces Guiding Principles

SEC logo

Banking, Broker-Dealer, Public Companies and Securities In remarks before the Economic Club of New York, new SEC Chairman Jay Clayton discussed eight guiding principles: Principle #1: The SEC’s mission is our touchstone. Investors and capital markets will suffer if the SEC strays from its mission or emphasizes one principle over the others. Principle #2: Our analysis starts and ends with the […] Read more →

by   |   July 12, 2017

Trump Administration Plan for Financial Regulation Includes Reducing Regulatory Compliance Activities for Bank Boards

Banking, Trump The U.S. Department of the Treasury today issued its first in a series of reports to President Donald J. Trump examining the United States’ financial regulatory system. Appendix... Read more →

by   |   June 12, 2017

US Capitol Building

U.S. House of Representatives Pass Bill That Would Dismantle Many Aspects of Dodd-Frank

Banking, CFPB On June 8, 2017, the U.S. House of Representatives passed the Financial CHOICE Act, a bill designed to replace many of the financial regulations imposed by Dodd-Frank.  Among... Read more →

by   |   June 8, 2017

Fed Assesses First Penalty for Volcker Rule Violation

Banking The Board of Governors of the Federal Reserve System has assessed its first penalty for violation of the Volcker Rule against Deutsche Bank AG. The Volker Rule required Deutsche... Read more →

by   |   April 27, 2017