Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Consumer Protection

New C&DIs Contemplate Intrastate Crowdfunded Offerings

crowdfunding

Broker-Dealer, Consumer Protection, Private Equity This week the SEC released three new Compliance and Disclosure Interpretations (C&DIs) relating to Rule 147, which applies to securities that exempt from registration pursuant to Section 3(a)(11) of the Securities Act because they were offered and sold only to residents of a single state, and were issued by a company transacting business in that […] Read more →

by   |   April 10, 2014

OIG Finds Deficiencies in CFPB Supervisory Activities

Consumer Protection The Office of Inspector General of the Board of Governors of the Federal Reserve System conducted an initial evaluation to assess the operational efficiency and effectiveness of... Read more →

by   |   April 7, 2014

whistleblower

OSHA Publishes Interim Rule for Handling Whistleblower Retaliation Complaints

Banking, Consumer Protection, Employment, Litigation OSHA has published the interim final text of regulations governing the employee protection (or whistleblower) provisions of the Consumer Financial Protection Act of 2010, or CFPA,... Read more →

by   |   April 5, 2014

US Capitol Building

Agencies Issue Proposed Rule on Minimum Requirements for Appraisal Management Companies

Banking, Consumer Protection Six agencies have issued a proposed rule that would implement minimum requirements for state registration and supervision of appraisal management companies, or AMCs. An AMC is an... Read more →

by   |   March 24, 2014