Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Crowdfunding

Crowdfunding Begins With 17 Issuers

Crowdfunding Monday May 16, 2016 was the first day JOBS Act Title III crowdfunding could be used. Below are links to some portals and other information. StartEngine The StartEngine portal features five offerings, including Graphic Armor, Inc. Graphic Armor is in the business of full-color custom condom printing and is looking to raise $100,000. According to […] Read more →

by   |   May 16, 2016

New C&DIs on Regulation Crowdfunding

Crowdfunding On Friday the SEC released a new set of Compliance and Disclosure Interpretations on Regulation Crowdfunding ahead of the effective date of Regulation Crowdfunding on May 16. ... Read more →

by   |   May 15, 2016

First Crowdfunding Portal Application Appears on EDGAR

Broker-Dealer, Crowdfunding CFS, LLC became the first crowdfunding portal application available on EDGAR. Actually, the initial application and two amendments are available. The company will conduct business... Read more →

by   |   May 2, 2016

FinCEN Proposes Amendments to Bank Secrecy Act to Cover Crowdfunding Portals

Crowdfunding FinCEN, a bureau of the Department of the Treasury, has proposed amendments to the definitions of “broker or dealer in securities” and “broker-dealer” under the... Read more →

by   |   April 4, 2016