Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Crowdfunding

FinCEN Proposes Amendments to Bank Secrecy Act to Cover Crowdfunding Portals

Crowdfunding FinCEN, a bureau of the Department of the Treasury, has proposed amendments to the definitions of “broker or dealer in securities” and “broker-dealer” under the regulations implementing the Bank Secrecy Act. This rulemaking would amend those definitions explicitly to include funding portals that are involved in the offering or selling of crowdfunding securities pursuant to […] Read more →

by   |   April 4, 2016

Fix Crowdfunding Act Improves JOBS Act

Crowdfunding The Fix Crowdfunding Act has been introduced by Representative Patrick McHenry, who was one of the architects of the FAST Act provisions simplifying securities laws. The Fix... Read more →

by   |   March 26, 2016

Crowdfunding Investor Bulletin Issued by SEC

Crowdfunding On February 16, 2016, the SEC posted an investor bulletin relating to equity crowdfunding intended to educate the public about the process for investing in equity crowdfunding and... Read more →

by   |   February 18, 2016

Crowdfunding Portals Begin to Register With the SEC

Crowdfunding The SEC registration process for Title III crowdfunding portals was recently commenced. So far we are aware of one Form Funding Portal that has been filed to begin the... Read more →

by   |   January 29, 2016