Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Crowdfunding

SEC Finalizes Regulation Crowdfunding – Issuer Requirements

Broker-Dealer, Crowdfunding, Investment Advisers The United States Securities and Exchange Commission has issued final rules on Regulation Crowdfunding. This post analyzes the “Issuer Requirements” section of the SEC’s adopting release. Issuer Requirements Offering Statement Disclosure Requirements The final rules under Regulation Crowdfunding create new Form C that issuers will use to file the required disclosures and related information with... Read more →

by   |   November 10, 2015

SEC Finalizes Regulation Crowdfunding — Capital Raising and Investment Limitations

Broker-Dealer, Crowdfunding, Investment Advisers The United States Securities and Exchange Commission has issued final rules on Regulation Crowdfunding. The final rules and forms are effective 180 days after publication in the... Read more →

by   |   November 9, 2015

SEC Proposes to Increase Rule 504 Offering Limits to Create Another Crowdfunding Exemption

Crowdfunding The SEC has issued a rule proposal that would increase the aggregate amount of securities that may be offered and sold in any twelve-month period pursuant to Rule 504 from $1... Read more →

by   |   November 1, 2015

SEC Proposes to Ease Intrastate Offering Exemption to Facilitate Crowdfunding

Crowdfunding The SEC has proposed amendments to Rule 147 under the Securities Act of 1933, which currently provides a safe harbor for compliance with the Section 3(a)(11) exemption from... Read more →

by   |   October 31, 2015