Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Derivatives

CFTC Proposes Guidance Clarifying that Certain Electric Capacity and Natural Gas Peaking Contracts are not “Swaps”

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Derivatives, Energy The CFTC has proposed guidance that certain capacity contracts in electric power markets and certain natural gas peaking supply contracts should not be considered “swaps” under the Commodity Exchange Act. The guidance does not provide a precise definition of the excluded contracts but identifies their common characteristics as follows: “[T]he natural gas and electric power […] Read more →

by   |   April 5, 2016

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CFTC Collects $2.69 Million in Spoofing Action

Derivatives, Litigation The CFTC announced that a federal court in New York issued a Consent Order imposing a permanent injunction against CFTC Defendants Heet Khara and Nasim Salim, residents of the... Read more →

by   |   April 5, 2016

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CFTC Eliminates Certain Trade Option Reporting and Recordkeeping Requirements for End Users

Derivatives, Energy The CFTC approved a final rule today that removes trade option* reporting and recordkeeping requirements applicable to non-swap dealer/major swap participant counterparties... Read more →

by   |   March 16, 2016

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CFTC Provides Delivery Method for Volcker Rule CEO Attestation

Derivatives The Division of Swap Dealer and Intermediary Oversight of the Commodity Futures Trading Commission, or CFTC, announced that certain banking entities subject to Appendix B of Part... Read more →

by   |   March 15, 2016