Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Derivatives
SEC Proposes New Rule to Prevent Fraud in Connection With Security-Based Swaps
By Steve Quinlivan on
CFTC to Consider Registration of Swap Dealers Nov. 10
By Steve Quinlivan on
Treasury Seeks Comment on Whether Currency Swaps and Forwards Should be Regulated
By Steve Quinlivan on
Gensler States Foreign Banks Subject to CFTC Rules When Dealing With US Counterparties
By Steve Quinlivan on
CFTC Proposes Rules on Process for Review of Swaps for Mandatory Clearing
By Steve Quinlivan on
CFTC to Hold Open Meeting on Third Series of Proposed Rules under the Dodd-Frank Act
By Steve Quinlivan on
CFTC Adopts Proposed Rules Regarding Protection of Consumer Information, Position Reports and a Definition of Agricultural Commodity
By Steve Quinlivan on
CFTC Staff to Host Public Roundtable to Discuss Individual Customer Collateral Protection
By Steve Quinlivan on
Joint CFTC and SEC Roundtable on Credit Default Swaps
By Steve Quinlivan on