Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Derivatives

SEC Adopts Interim Rule on Reporting and Record Retention for Pre-Enactment Security-Based Swaps

US Capitol Building

Broker-Dealer, Derivatives Section 766 of Title VII of the Dodd-Frank Wall Street Reform and Consumer Protection Act  requires the SEC to adopt an interim final rule for the reporting of security-based swaps entered into before July 21, 2010, the terms of which had not expired as of that date (“pre-enactment security-based swap transactions”), within 90 days of […] Read more →

by   |   October 13, 2010

CFTC Adopts Interim Final Rule on Reporting of Pre-Enactment Swaps

Banking, Derivatives, Energy, Insurance, Uncategorized Beating the deadline (October 20, 2010) for the first of its required Dodd-Frank rulemakings by more than two weeks, the CFTC has announced publication of its required interim... Read more →

by   |   October 2, 2010

CFTC Chairman Also Gives Clues on Rules Timeline

Banking, Derivatives, Energy, Insurance CFTC Chairman Gary Gensler appeared before the Senate Committee on Banking, Housing, and Urban Affairs today and shed some light on the Commission’s plans regarding the... Read more →

by   |   September 30, 2010

CFTC to Hold Open Meeting October 1 on First Proposed Rules

Banking, Derivatives, Energy, Insurance, Uncategorized The CFTC has announced that it will hold an open meeting on Friday, October 1, 2010 to consider issuance of the following first proposed rules under the Dodd-Frank Act: • the... Read more →

by   |   September 23, 2010