Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Employment

8th Circuit Dismisses Sarbanes-Oxley and Dodd-Frank Retaliation Claims

whistleblower

Employment, Litigation, Public Companies and Securities In Beacom v. Oracle America, Inc., the United States Court of Appeals for the Eight Circuit considered retaliation claims under Sarbanes-Oxley and Dodd-Frank. The essence of the matter was a business unit of Oracle switched revenue projection methods from a “bottoms-up” method to a “top-down” method. Plaintiff Beacom claimed he repeatedly voiced concerns to his […] Read more →

by   |   June 8, 2016

208866_6333

New Proposed Rules on Banker Incentive Compensation Released

Banking, Broker-Dealer, Employment, Executive Compensation The National Credit Union Administration, or NCUA, became the first of six Agencies to unveil a revised rule proposal under Section 956 of the Dodd-Frank Act: prohibiting... Read more →

by   |   April 21, 2016

claw back

Does the Dodd-Frank Compensation Clawback Make Sense?

Employment, Executive Compensation, Public Companies and Securities Jesse M. Fried, Cambridge, Massachusetts, recently published a paper on the required Dodd-Frank compensation clawback.  In Mr. Fried’s view, the SEC’s proposed Dodd-Frank... Read more →

by   |   April 19, 2016

executive compensation

Internal Pay Equity Disclosures: Ratio of CEO Pay to Other NEOs

Employment, Executive Compensation, Public Companies and Securities Many are aware of the Dodd-Frank requirement to disclose the ratio of the median employee’s annual total compensation to the total annual compensation of the principal executive... Read more →

by   |   April 16, 2016