Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Employment

ISS Reports on Compensation Trends

executive compensation

Employment, Executive Compensation, Public Companies and Securities ISS has issued a report on compensation trends incorporating data so far from this year’s proxy filings.  According to ISS: The most significant trend continuing in 2015 has been the move to performance-based pay, which has mostly been in the form of long-term equity awards. Related to that ongoing shift has been the growth in […] Read more →

by   |   May 18, 2015

executive compensation

Observations on the SEC’s Proposed Pay Versus Performance Rule

Employment, Executive Compensation, Public Companies and Securities The SEC has issued a proposed rule to require companies to disclose the relationship between executive compensation and the financial performance of a company.  The details of... Read more →

by   |   May 7, 2015

whistleblower

SEC Makes Whistleblower Award in Connection With Retaliation Case

Employment, Investment Advisers, Litigation The SEC announced a maximum whistleblower award payment of 30 percent of amounts collected in connection with In the Matter of Paradigm Capital Management, Inc. and Candace King... Read more →

by   |   April 28, 2015

whistleblower

SEC Finds Confidentiality Agreements Violates Whistleblower Rules

Employment, Litigation, Public Companies and Securities The SEC announced its first enforcement action against a company for using improperly restrictive language in confidentiality agreements with the potential to stifle the... Read more →

by   |   April 1, 2015