Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Employment

Whistleblower claims begin

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Banking, Employment, Litigation, Public Companies and Securities In a comment letter recently sent to the SEC, one firm describes how in a span of just 10 days it had already “filed several whistle-blower complaints with the SEC, pursuant to the new statute, involving major Wall Street firms, which filings appear to implicate hundreds of millions of dollars, if not more, of investor […] Read more →

by   |   August 31, 2010

Steve Quinlivan and Jill Radloff to Speak at Dodd-Frank Seminar

Banking, Employment, Executive Compensation, Insurance, Litigation, Private Equity, Public Companies and Securities Steve Quinlivan and Jill Radloff will speak at a seminar sponsored by Minnesota CLE titled “New Wall Street Reform Act.”  Steve is chair of the seminar.  The date of... Read more →

by   |   August 13, 2010

What Does a Clawback Policy Look Like?

Employment, Executive Compensation, Public Companies and Securities   Section 954 of the Dodd_Frank Act requires national securities exchanges (meaning for instance, the NYSE, Amex and Nasdaq) to adopt rules as directed by the SEC, which rules... Read more →

by   |   August 9, 2010

A Compensation Plan That Didn’t Work

Banking, Employment, Executive Compensation, Public Companies and Securities HP’s Chief Executive Officer, Mark Hurd, resigned after an investigation disclosed that Hurd had a “close personal relationship” with an H-P contractor hired by the... Read more →

by   |   August 7, 2010