Dodd-Frank Employment
SEC Divided on Clawback Policies
Employment, Executive Compensation, Litigation, Public Companies and Securities Bloomberg is reporting the SEC is in a rift over clawback policies. “The U.S. Securities and Exchange Commission is divided over when to seize pay from executives who unwittingly benefit from accounting fraud, a rift that has triggered internal disagreements over cases, according to people with direct knowledge of the matter.” If true, it overshadows [...] Read more →
Whistleblowers, Dodd-Frank and Sarbanes-Oxley
Employment, Litigation, Public Companies and Securities The Dodd-Frank Act and the Sarbanes-Oxley Act both have provisions for whistleblowers. Public companies need to be familiar with all of these provisions. The Dodd-Frank Act... Read more →
Dodd-Frank and Employment Law
Employment The Dodd-Frank Act provides a monetary incentive for whistleblowers that provide the SEC with useful information. The Act includes parallel non-retaliation provisions for... Read more →