Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Employment

CFTC Proposes to Amend Whistleblower Rules to Provide Anti-Retaliation Enforcement Authority

Derivatives, Employment, Litigation The CFTC has proposed amendments to its whistleblower rules that reinterpret its anti-retaliation authority and proposes appropriate rule amendments to implement that authority. When the CFTC initially adopted its whistleblower rules, the CFTC was asked to clarify its enforcement authority over retaliation against whistleblowers. Citing the private right of action for whistleblowers created by Commodity... Read more →

by   |   September 1, 2016

Recent SEC Enforcement Actions Prompt Consideration of Whistleblower Carve-outs

Employment, Litigation, Public Companies and Securities The recent settlement of SEC enforcement actions concerning the Dodd Frank Act’s whistleblower provisions are prompting companies and their counsels to evaluate current and... Read more →

by   |   August 30, 2016

SEC logo

SEC Awards Culpable Whistleblower $22 Million

Employment, Public Companies and Securities The SEC announced the award of more than $22 million to a whistleblower whose detailed tip and extensive assistance helped the agency halt a well-hidden fraud at the company where... Read more →

by   |   August 30, 2016

8th Circuit Dismisses Sarbanes-Oxley and Dodd-Frank Retaliation Claims

Employment, Litigation, Public Companies and Securities In Beacom v. Oracle America, Inc., the United States Court of Appeals for the Eight Circuit considered retaliation claims under Sarbanes-Oxley and Dodd-Frank. The essence of the... Read more →

by   |   June 8, 2016