Dodd-Frank.com

CFTC Chairman Also Gives Clues on Rules Timeline

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CFTC Chairman Gary Gensler appeared before the Senate Committee on Banking, Housing, and Urban Affairs today and shed some light on the Commission’s plans regarding the rulemakings to implement Dodd-Frank’s non-security swap trading provisions. According to the Chairman, the Commission plans to publish proposed rules in the fall, using weekly... Read More

Topics: Banking, Derivatives, Energy, Insurance

More Clues on the SEC Dodd-Frank Timeline

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SEC Chair Mary Schapiro testified before the Senate Committee on Banking, Housing, and Urban Affairs on September 30, 2010. In so doing she gave more clues on the SEC’s regulatory priorities under the Dodd-Frank Act and timing for rulemaking actions.  OTC Derivatives.  Title VII of the Dodd-Frank Act provides a... Read More

Topics: Banking, Energy, Executive Compensation, Private Equity, Public Companies and Securities

Chairman Sheds Light on CFTC Rulemakings in Remarks to Chamber of Commerce

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In remarks before the U.S. Chamber of Commerce yesterday, CFTC Chairman Gary Gensler discussed several aspects of the Commission’s implementation of the Dodd-Frank Act. According to the Chairman, the Commission is following two guiding principles with respect to its rule-writing process. The first principle, which should come as no surprise,... Read More

Topics: Banking, Derivatives, Energy, Insurance

SEC Rulemaking Schedule Addresses Derivatives Trading

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The SEC’s recently released rulemaking schedule for implementation of the Dodd-Frank Act includes a schedule for implementing the derivatives trading provisions of the Act. Generally speaking, the agency plans to propose derivatives trading rules during the period from October to December 2010, including rules to address the following: – Definitions... Read More

Topics: Banking, Derivatives, Energy, Insurance, Uncategorized

SEC, CFTC To Host Joint September Roundtables On Swap and Security-Based Swap Matters

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Staff from the Securities and Exchange Commission (SEC) and Commodity Futures Trading Commission (CFTC) will hold two joint public roundtables in September on issues relating to implementation of the Dodd-Frank Wall Street Reform and Consumer Protection Act.  The first roundtable on September 14 will be on issues related to swap... Read More

Topics: Banking, Energy, Insurance, Public Companies and Securities