Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Executive Compensation

IRS Issues Guidance on Section 162(m)

Executive Compensation, Public Companies and Securities As noted on our Benefits Notes blog, on August 21, 2018, the IRS issued its initial guidance on the amendments to Section 162(m) made by the Tax Cuts and Jobs Act, in the form of Notice 2018-68. The guidance is fairly limited and does not completely address some of the questions it takes on. Notably, […] Read more →

by   |   August 22, 2018

Preliminary Planning for the 2019 Proxy Season

Executive Compensation, Public Companies and Securities For those who want to start preparing for the 2019 proxy season, our preliminary list of important considerations is set forth below: Review 162(m) Disclosures in Proxy Statements... Read more →

by , and   |   August 21, 2018

SEC Concept Release Explores Bold Changes to Employee Offerings Framework

Executive Compensation, Public Companies and Securities At an open meeting on July 18th, the SEC agreed to issue a concept release exploring modifications and modernization of Rule 701 and Form S-8 for certain offerings for employees,... Read more →

by   |   July 19, 2018

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SEC Raises Threshold for Additional Disclosures Under Rule 701

Executive Compensation, Public Companies and Securities Rule 701 under the Securities Act of 1933 provides an exemption from registration for securities issued by non-reporting companies pursuant to compensatory arrangements. The... Read more →

by   |   July 18, 2018