Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Executive Compensation

SEC Releases Rulemaking Schedule

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Executive Compensation, Private Equity, Public Companies and Securities The SEC has released its planned rulemaking schedule through July 2011.  As was expected, the agency is going to be busy adopting numerous new regulations and amending existing regulations in order to implement the various provisions of the Dodd-Frank Act.  In most cases, the SEC intends to have adopted rules before July 21, 2011, the […] Read more →

by   |   September 18, 2010

Dodd-Frank Corporate Governance

Executive Compensation Policy Considerations and Dodd-Frank

Executive Compensation, Public Companies and Securities While the Dodd-Frank Act will continue to pose new and often novel compliance challenges for public companies for the foreseeable future (much like the Sarbanes-Oxley Act did in... Read more →

by   |   September 10, 2010

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Proxy Access: What do SEC Filings Reveal?

Executive Compensation, Public Companies and Securities References to Rule 14a-11 are beginning to show up in public filings.  Set forth below are some examples.  The examples show the multitude of ways in which Rule 14a-11 will... Read more →

by   |   September 9, 2010

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NYSE Submits Proposed Rule to SEC on Elimination of Broker Discretionary Voting on Executive Compensation Matters

Executive Compensation, Public Companies and Securities Pursuant to Section 957 of the Dodd-Frank Act, the New York Stock Exchange submitted a proposal to amend NYSE Rule 452 and NYSE Listed Company Manual Section 402.08 to prohibit... Read more →

by   |   September 7, 2010