Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Investment Advisers

A Definition of “Venture Capital” Only the SEC Could Think Of

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Investment Advisers, Private Equity  The Dodd-Frank Act repealed the “private adviser exemption” contained in section 203(b)(3) of the Investment  Advisers Act on which advisers to many venture capital funds vehicles had relied in order to avoid registration under the Investment Advisers Act.  Section 407 of the Dodd-Frank Act created an exemption from registration under the Investment  Advisers Act for […] Read more →

by   |   November 21, 2010

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SEC Proposes Rules for Private Fund Adviser Exemption

Investment Advisers, Private Equity The Dodd-Frank Act repealed the “private adviser exemption” contained in section 203(b)(3) of the Investment Advisers Act on which advisers to many private equity and hedge... Read more →

by   |   November 20, 2010

Paperwork Galore: SEC Proposes Rules Requiring Public Reporting by Exempt Investment Advisers

Investment Advisers, Private Equity The SEC has proposed rules (Release No. IA-3110) requiring public reporting by exempt investment advisers.  The proposed reporting requirements for exempt investment advisers,... Read more →

by   |   November 20, 2010