Stinson Leonard Street Dodd Frank


The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Investment Advisers

SEC Proposes Rules for Private Fund Adviser Exemption

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Investment Advisers, Private Equity The Dodd-Frank Act repealed the “private adviser exemption” contained in section 203(b)(3) of the Investment Advisers Act on which advisers to many private equity and hedge funds had relied in order to avoid registration under the Investment  Advisers Act.  Section 408 of the Dodd-Frank Act, which added new section 203(m) of the Investment Advisers Act, […] Read more →

by   |   November 20, 2010

Paperwork Galore: SEC Proposes Rules Requiring Public Reporting by Exempt Investment Advisers

Investment Advisers, Private Equity The SEC has proposed rules (Release No. IA-3110) requiring public reporting by exempt investment advisers.  The proposed reporting requirements for exempt investment advisers,... Read more →

by   |   November 20, 2010