Dodd-Frank Litigation
SEC ALJ Lifts Reg A+ Suspension of Issuer
Litigation, Public Companies and Securities As we noted here, the SEC temporarily suspended the Tier 2 Regulation A+ offering of Med-X, Inc. The SEC stated it temporarily suspended the offering because Med-X has not filed its annual report on Form 1-K as required by Rule 257. An administrative law judge has now vacated the suspension after determining the failure to […] Read more →
Shareholder Seeks to Block Amendment to Intel Stock Plan
Executive Compensation, Litigation, Public Companies and Securities A shareholder of Intel Corporation has filed a complaint in the United States District Court for the Southern District of New York. The shareholder seeks a preliminary and... Read more →
Corwin Stops Litigation Where Deal Protection Measures are not Preclusive
Litigation, M&A In Re Paramount Gold And Silver Corp. Stockholders Litigation examines the interaction of Corwin, Unocal and deal protection measures. At issue was a Merger Agreement which... Read more →
Enforcement Sweep Snares Issuers for Paid Stock Promotions
Litigation, Public Companies and Securities The SEC announced enforcement actions against 27 individuals and entities behind various alleged stock promotion schemes that left investors with the impression they were reading... Read more →