Developments in Securities Regulation, Corporate Governance, Capital Markets, M&A and Other Topics of Interest. MORE
Private Equity
SEC and CFTC Propose Rules Regarding Reporting by Registered Investment Advisers to Hedge Funds and Private Equity Funds
By Jill Radloff on
SEC Proposes Rules Regarding Accredited Investors
By Steve Quinlivan on
SEC Staff Concludes Insufficient Capacity to Examine Investment Advisers
By Steve Quinlivan on
Thus, the staff believes that the SEC likely will not have sufficient capacity in the near or long term to conduct effective examinations of registered investment advisers with adequate frequency. …
Continue Reading SEC Staff Concludes Insufficient Capacity to Examine Investment Advisers
FSOC Releases Study on Volcker Rule
By Steve Quinlivan on
Federal Reserve Sets Course for Rulemaking
By Steve Quinlivan on
CFTC to Address End User Exception December 9
By Steve Quinlivan on
SEC Proposes Rules Regarding Eligibility of Investment Advisers to Register With the SEC
By Steve Quinlivan on
A Definition of “Venture Capital” Only the SEC Could Think Of
By Jill Radloff on
SEC Proposes Rules for Private Fund Adviser Exemption
By Steve Quinlivan on