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Dodd-Frank and Minnesota Investment Advisers

The Interaction Between Dodd-Frank and Minnesota Regulation of Investment Advisers Before enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the following rules applied under the Investment Advisers Act of 1940: The Investment Advisers Act precluded investment advisers with less than $25 million in assets under management from... Read More

Topics: Private Equity, Public Companies and Securities

Dodd-Frank and Investment Advisors

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The Dodd-Frank Wall Street Reform and Consumer Protection Act contains several provisions that will have a significant impact on investment advisors and removes some key exemptions from the requirement to register as an investment advisor. Dodd-Frank also contains a “private fund” definition, which is a keystone for a number of... Read More

Topics: Private Equity