Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Private Equity

Minnesota and Accredited Investors

Private Equity, Public Companies and Securities Section 413 of the Dodd-Frank Act directs the SEC to adjust the net worth standard in the definition of accredited investor used in Regulation D.  Regulation D is often used, including by small businesses, to raise capital.  It provides an exemption from having to comply with the registration requirements of the Securities Act, which can […] Read more →

by   |   August 12, 2010

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Record Keeping Requirements for Advisers to Private Funds

Private Equity The Dodd-Frank Wall Street Reform and Consumer Protection Act requires certain investment advisers to “private funds” to maintain certain records and file reports with the SEC... Read more →

by and   |   August 8, 2010

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Dodd-Frank and Minnesota Investment Advisers

Private Equity, Public Companies and Securities The Interaction Between Dodd-Frank and Minnesota Regulation of Investment Advisers Before enactment of the Dodd-Frank Wall Street Reform and Consumer Protection Act, the following... Read more →

by , and   |   August 5, 2010

Dodd-Frank and Investment Advisors

Private Equity The Dodd-Frank Wall Street Reform and Consumer Protection Act contains several provisions that will have a significant impact on investment advisors and removes some key... Read more →

by   |   July 25, 2010