Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Private Equity

SEC 2016 Examination Priorities for Private Equity and Hedge Funds

Investment Advisers, Private Equity The SEC Office of Compliance Inspections and Examinations, or OCIE, has published its list of 2016 examination priorities. Matters of interest for private equity and hedge fund sponsors include: OCIE will continue conducting focused, risk-based examinations of selected registered investment advisers that it has not yet examined. OCIE will examine private fund advisers, maintaining a […] Read more →

by   |   January 14, 2016

Court Rejects Private Equity Group’s Claims on Put Price in LLC Agreement

Litigation, M&A, Private Equity The Delaware Court of Chancery recently explained the calculation of a put price for units in PECO Logistics, LLC v. Walnut Investment Partners, L.P. The LLC Agreement provided as... Read more →

by   |   December 30, 2015

SEC Warns on Outsourced Chief Compliance Officers

Investment Advisers, Private Equity The SEC’s Office of Compliance Inspections and Examinations, or OCIE, recently issued a risk alert titled “Examinations of Advisers and Funds That Outsource Their... Read more →

by   |   November 30, 2015

Delaware Addresses Exclusive Representations, Integration and Exclusive Remedies Provisions

Litigation, M&A, Private Equity In Prairie Capital III, L.P. v. Double E Holding Corp. the Delaware Court of Chancery examined exclusive representations and integration clauses, omissions and exclusive remedies... Read more →

by   |   November 28, 2015