Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Private Equity

SEC Releases Rulemaking Schedule

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Executive Compensation, Private Equity, Public Companies and Securities The SEC has released its planned rulemaking schedule through July 2011.  As was expected, the agency is going to be busy adopting numerous new regulations and amending existing regulations in order to implement the various provisions of the Dodd-Frank Act.  In most cases, the SEC intends to have adopted rules before July 21, 2011, the […] Read more →

by   |   September 18, 2010

The “Family Office” Exemption

Private Equity, Public Companies and Securities Another important new exemption is the Act’s amendment of the definition of “investment adviser” in the Advisers Act to exclude “family offices.”  The Act also directs... Read more →

by   |   September 15, 2010

Steve Quinlivan and Jill Radloff to Speak at Dodd-Frank Seminar

Banking, Employment, Executive Compensation, Insurance, Litigation, Private Equity, Public Companies and Securities Steve Quinlivan and Jill Radloff will speak at a seminar sponsored by Minnesota CLE titled “New Wall Street Reform Act.”  Steve is chair of the seminar.  The date of... Read more →

by   |   August 13, 2010

Minnesota and Accredited Investors

Private Equity, Public Companies and Securities Section 413 of the Dodd-Frank Act directs the SEC to adjust the net worth standard in the definition of accredited investor used in Regulation D.  Regulation D is often used,... Read more →

by   |   August 12, 2010