Dodd-Frank Public Companies and Securities
SEC Chair Clayton’s Statement on Cybersecurity: EDGAR was Hacked
Public Companies and Securities SEC Chairman Jay Clayton today issued an unusual statement highlighting the importance of cybersecurity to the agency and market participants, and detailing the agency’s approach to cybersecurity as an organization and as a regulatory body. The statement is part of an ongoing assessment of the SEC’s cybersecurity risk profile that Chairman Clayton initiated upon taking […] Read more →
IG Evaluates SEC’s Disclosure Review and Comment Process
Public Companies and Securities The Office of the Inspector General has issued an evaluation of the Division of Corporation Finance’s disclosure review and comment process. The report begins with a... Read more →
SEC Chief Accountant Speaks to Financial Statement Requirements for Initial Coin Offerings
Blockchain Technology, Public Companies and Securities SEC Chief Accountant Wesley R. Bricker recently gave remarks at the AICPA National Conference on Banks & Savings Institutions. Mr. Bricker spoke to the adoption of... Read more →
New House Bill to Broaden Availability of Regulation A
Public Companies and Securities The House of Representatives has overwhelmingly approved legislation to expand the pool of issuers who may rely on the SEC’s Regulation A rules for smaller exempt offerings.... Read more →