Stinson Leonard Street Dodd Frank

MAKING SENSE OF DODD-FRANK

The Dodd-Frank Act has broad and deep implications that will touch every corner of financial services and multiple other industries. This site, developed and maintained by attorneys at Stinson Leonard Street, is dedicated to making sense of this complex legislation and helping businesses understand how it will affect them specifically. Our Bloggers »

Dodd-Frank Public Companies and Securities

SEC Issues Charges for Accommodating U.S. Domestic Official

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Litigation, Public Companies and Securities The Securities and Exchange Commission announced that the parent company of United Airlines has agreed to pay $2.4 million to settle charges for providing  a public official with more convenient flight options. The parent company did not admit or deny the SEC’s findings. According to the SEC’s order, United reinstated a nonstop flight between Newark, N.J., […] Read more →

by   |   December 2, 2016

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GAMCO Folds on Rejection of Proxy Access Nominee

Public Companies and Securities As previously noted, National Fuel Gas had rejected a proxy access nominee submitted by GAMCO Asset Management Inc. because of non-conformance with National Fuel’s proxy... Read more →

by   |   November 28, 2016

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First Proxy Access Nominee Rejected

Public Companies and Securities GAMCO Asset Management Inc. made the news when it became the first to submit a nominee for National Fuel Gas’ board of directors using a proxy access by-law. National Fuel... Read more →

by   |   November 25, 2016

conflict minerals

Conflict Minerals Legislation Coming to the EU

Public Companies and Securities According to this Reuters article and a blog by Elm Sustainability Partners LLC, an informal deal for EU conflict minerals legislation has been reached. The final text will be... Read more →

by   |   November 24, 2016